As a Transition Specialist for f3Logic, Lu assists individuals and firms of all sizes navigate the complicated transition process. In preparation for the move to true independence, she provides expertise in back and middle office support including technology, compliance, training, and more. Lu has the knowledge and expertise to help whether you are changing Broker Dealers, creating a separate Registered Investment Advisor, or joining the Independent space.
Lu has led a successful career over 35 years with a strong background in compliance. She has experience across various back-end processes of the Financial Advisory industry and understands the challenges that come with transition. Lu has managed staff, processed paperwork, placed trades, worked with wholesalers and marketing support, planned events, and much more.
In addition to her Transition Specialist role, Lu continues her duties as Office Manager for Kusske Financial Management.
MN Insurance License
Long-Term Care Planning Certified