Lindsey Roehl | Sr. Operations Specialist
As Sr. Operations Specialist for f3Logic, Lindsey is responsible for the creation and maintenance of portfolios and accounts, monthly billing processes, account investment in models, and daily reports for client account data. She also aids with the portfolio accounting system including the client portal, data reconciliation, data mining, and billing.
Over her nearly ten-year career, Lindsey has succeeded in both advisor facing and back office roles. These experiences have given her support skills necessary to assist advisory teams and the knowledge of industry rules and regulations to minimize risk. Lindsey’s passion for the business, love of learning, and self-motivation enables her to provide the best customer service possible.
Prior to joining f3Logic, Lindsey was a Sales Supervision Principal with a former NPH broker dealer. In this role, she supervised back office processes regarding suitability and appropriate documentation for over 40 financial advisors. She also conducted weekly reviews of advisors’ written and electronic client correspondence and ensured compliance with FINRA and SEC regulations. As an Investment Advisory Compliance Analyst at the same broker dealer, Lindsey focused on data analysis to generate compliance reports and research to ensure FINRA rules and company guidelines were upheld. Lindsey also has experience as a Customer Relations Manager, working at two top producing financial advisory offices.